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Filing Details

Accession Number:: 0001077183-25-000104
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2025-05-13 16:05:28
Reporting Period:: 2025-05-11

Filing Date:: 2025-05-13
Accepted Time:: 2025-05-13 16:05:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1077183	Neogenomics Inc	NEO	Services-Testing Laboratories (8734)	742897368

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1955295	Warren Stone	9490 Neogenomics Way Fort Myers FL 33912	Pres & Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2025-05-11	9,613	$0.00	104,921	No	4	M	Direct
Common Stock	Disposition	2025-05-11	2,341	$0.00	102,580	No	4	F	Direct
Common Stock	Acquisiton	2025-05-12	5,700	$8.58	108,280	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Unit	Disposition	2025-05-11	9,613	$0.00	9,613	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
9,613			No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$11.21		2029-12-01	166,113	166,113	Direct
Common Stock	Stock Option (Right to Buy)	$19.65		2030-05-11	53,969	53,969	Direct
Common Stock	Performance Stock Unit	$0.00	2026-05-11		21,204	21,204	Direct
Common Stock	Stock Option (Right to Buy)	$16.45		2034-02-23	42,344	42,344	Direct
Common Stock	Restricted Stock Unit	$0.00			16,886	16,886	Direct
Common Stock	Performance Stock Unit	$0.00	2027-02-23		25,330	25,330	Direct
Common Stock	Stock Option (Right to Buy)	$13.96		2034-05-02	29,976	29,976	Direct
Common Stock	Restricted Stock Unit	$0.00			17,908	17,908	Direct
Common Stock	Performance Stock Unit	$0.00	2027-05-02		17,908	17,908	Direct
Common Stock	Restricted Stock Unit	$0.00	2026-01-13		59,382	59,382	Direct
Common Stock	Stock Option (Right to Buy)	$13.05		2035-02-21	143,266	143,266	Direct
Common Stock	Restricted Stock Unit	$0.00			84,317	84,317	Direct
Common Stock	Stock Option (Right to Buy)	$10.44		2035-04-01	94,518	94,518	Direct
Common Stock	Restricted Stock Unit	$0.00			52,687	52,687	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2029-12-01	166,113	166,113	Direct
2030-05-11	53,969	53,969	Direct
	21,204	21,204	Direct
2034-02-23	42,344	42,344	Direct
	16,886	16,886	Direct
	25,330	25,330	Direct
2034-05-02	29,976	29,976	Direct
	17,908	17,908	Direct
	17,908	17,908	Direct
	59,382	59,382	Direct
2035-02-21	143,266	143,266	Direct
	84,317	84,317	Direct
2035-04-01	94,518	94,518	Direct
	52,687	52,687	Direct

Footnotes

Each restricted stock unit is the economic equivalent of one share of NeoGenomics common stock and is converted into common stock upon vesting.
Disposition of shares was in connection with the Issuer's withholding of common stock to satisfy tax withholding obligations related to the issuance of common stock upon release of restricted stock units.
On May 11, 2023, Mr. Stone was granted 28,838 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
Once vested, the shares of common stock are not subject to expiration.
On December 1, 2022, Mr. Stone was granted 166,113 stock options. The options vest ratably over the first four anniversary dates of the grant date.
On May 11, 2023, Mr. Stone was granted 53,969 stock options. The options vest ratably over the first three anniversary dates of the grant date.
On May 11, 2023, Mr. Stone was granted 21,204 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 31,806. The number of performance stock units that may vest is based on the achievement of certain growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company.
On February 23, 2024, Mr. Stone was granted 42,344 stock options. The options vest ratably over the first three anniversary dates of the grant date.
On February 23, 2024, Mr. Stone was granted 25,329 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
On February 23, 2024, Mr. Stone was granted 25,330 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 37,996. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.
On May 2, 2024, Mr. Stone was granted 29,976 stock options. The options vest ratably over the first three anniversary dates of the grant date.
On May 2, 2024, Mr. Stone was granted 17,905 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
On May 2, 2024, Mr. Stone was granted 17,908 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 26,862. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.
This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on February 20, 2025 and multiplied by 110%.
On February 21, 2025, Mr. Stone was granted 143,266 stock options. At the time of the grant, the options vested ratably over the first three anniversary dates of the grant date. In connection with Mr. Stone's promotion to President & Chief Operating Officer on April 1, 2025, the vesting schedule of these options was modified so that they now vest ratably on the 12-month, 18-month and 24-month anniversary dates of the grant date.
On February 21, 2025, Mr. Stone was granted 84,317 restricted stock units. At the time of the grant, the restricted stock units vested ratably over the first three anniversary dates of the grant date. In connection with Mr. Stone's promotion to President & Chief Operating Officer on April 1, 2025, the vesting schedule of these restricted stock units was modified so that they now vest ratably on the 12-month, 18-month and 24-month anniversary dates of the grant date.
This stock option was granted as a premnium-price stock option. To calculate the premium exercise price we used the closing price on April 1, 2025 and multiplied by 110%.
On April 1, 2025, Mr. Stone was granted 94,518 stock options. The options vest ratably on the 12-month, 18-month and 24-month anniversary dates of the grant date.
On April 1, 2025, Mr. Stone was granted 52,687 restricted stock units. The restricted stock units vest ratably on the 12-month, 18-month and 24-month anniversary dates of the grant date.