Filing Details

Accession Number:
0001127602-25-014052
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-05-13 15:11:02
Reporting Period:
2025-05-12
Filing Date:
2025-05-13
Accepted Time:
2025-05-13 15:11:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1025835 Enterprise Financial Services Corp EFSC State Commercial Banks (6022) 431706259
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1674404 Brian James Lally 150 N. Meramec
Clayton MO 63105
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2025-05-12 4,689 $55.18 106,974 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 18,535 Indirect 401 (K) Plan
Common Stock 4,107 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non Qualified Stock Option (Right to Buy) $43.81 2024-02-06 2031-02-25 17,637 17,637 Direct
Common Stock Non Qualified Stock Option (Right to Buy) $48.34 2032-02-24 20,325 20,325 Direct
Common Stock Non Qualified Stock Option (Right to Buy) $54.46 2033-02-28 20,438 20,438 Direct
Common Stock Non Qualified Stock Option (Right to Buy) $39.50 2034-02-28 30,661 30,661 Direct
Common Stock Non Qualified Stock Option (Right to Buy) $57.17 2035-03-04 16,144 16,144 Direct
Common Stock Restricted Share Units $0.00 4,176 4,176 Direct
Common Stock Restricted Share Units $0.00 5,857 5,857 Direct
Common Stock Restricted Share Units $0.00 5,398 5,398 Direct
Common Stock Restricted Share Units $0.00 15,964 15,964 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2031-02-25 17,637 17,637 Direct
2032-02-24 20,325 20,325 Direct
2033-02-28 20,438 20,438 Direct
2034-02-28 30,661 30,661 Direct
2035-03-04 16,144 16,144 Direct
4,176 4,176 Direct
5,857 5,857 Direct
5,398 5,398 Direct
15,964 15,964 Direct
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.53. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
  3. These shares are held jointly with spouse.
  4. This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
  5. This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
  6. This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
  7. The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.
  8. The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
  9. The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
  10. The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
  11. The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.
  12. The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.