Filing Details

Accession Number:
0001628280-25-024992
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-05-13 14:00:37
Reporting Period:
2025-05-12
Filing Date:
2025-05-13
Accepted Time:
2025-05-13 14:00:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1534254 Cion Investment Corp CION () 453058280
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1553165 Mark Gatto C/O Cion Investment Corp.
100 Park Avenue, 25Th Fl
New York NY 10017
Co-Chairman & Co-Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2025-05-12 2,070 $9.66 3,070 No 4 P Indirect Gatto Living Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Gatto Living Trust
Footnotes
  1. Does not include (i) 10,905 shares of which the Reporting Person is the record holder and (ii) 62,598.77 shares that includes 5,932.67 shares acquired under the Company's distribution reinvestment plan of which CION Investment Group, LLC (CIG) is the record holder. The Reporting Person, together with another individual, control CIG and, as a result, may be deemed to be the indirect beneficial owners of the shares held by CIG. As permitted by Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person disclaims beneficial ownership of the shares held by CIG except to the extent of his pecuniary interest therein.
  2. Also does not include (a) 50 shares held for A.G., the child of the Reporting Person, through a custodial account established pursuant to the Uniform Transfer to Minors Act (the UTMA) for which the Reporting Person serves as custodian, (b) 50 Shares held for G.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian, and (c) 50 Shares held for M.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
  3. The Reporting Person, as Co-Trustee of the Gatto Living Trust, may be deemed to beneficially own the shares held by the Gatto Living Trust.