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Filing Details

Accession Number:: 0001437749-25-015885
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2025-05-09 18:29:27
Reporting Period:: 2025-05-08

Filing Date:: 2025-05-09
Accepted Time:: 2025-05-09 18:29:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1290677	Turning Point Brands Inc.	TPB	Tobacco Products (2100)	133961898

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1734429	Brian Wigginton	5201 Interchange Way Louisville KY 40229	Sr Vp Finance & Cao	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2025-05-08	3,500	$75.75	10,171	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options	$30.46	2032-03-14	2,500	2,500	Direct
Common Stock	Options	$45.05	2031-05-17	2,500	2,500	Direct
Common Stock	Options	$51.75	2031-02-18	1,750	1,750	Direct
Common Stock	Options	$14.85	2030-03-18	2,500	2,500	Direct
Common Stock	Options	$47.58	2029-03-20	400	400	Direct
Common Stock	Options	$21.21	2028-03-07	400	400	Direct
Common Stock	Options	$15.41	2027-05-15	750	750	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2032-03-14	2,500	2,500	Direct
2031-05-17	2,500	2,500	Direct
2031-02-18	1,750	1,750	Direct
2030-03-18	2,500	2,500	Direct
2029-03-20	400	400	Direct
2028-03-07	400	400	Direct
2027-05-15	750	750	Direct

Footnotes

Granted pursuant to the issuer's 2015 Equity Incentive Plan
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
Granted pursuant to the issuer's 2021 Equity Incentive Plan.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.71 to $75.94.
The total reported in Column 5 includes 5,948 restricted stock units and 4,223 shares of common stock.