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Filing Details

Accession Number:: 0001437749-25-015882
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2025-05-09 18:27:42
Reporting Period:: 2025-05-08

Filing Date:: 2025-05-09
Accepted Time:: 2025-05-09 18:27:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1290677	Turning Point Brands Inc.	TPB	Tobacco Products (2100)	133961898

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1660246	Lawrence Wexler	5201 Interchange Way Louisville KY 40229		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2025-05-08	10,000	$76.56	370,247	No	4	S	Direct
Common Stock	Acquisiton	2025-05-08	1,058	$75.66	371,305	No	4	A	Direct
Common Stock	Disposition	2025-05-08	1,119	$75.66	370,186	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	A	Direct
No	4	F	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options	$51.75	2031-02-18	15,900	15,900	Direct
Common Stock	Options	$14.85	2030-03-18	20,000	20,000	Direct
Common Stock	Options	$47.58	2029-03-20	35,500	35,500	Direct
Common Stock	Options	$21.21	2028-03-07	26,500	26,500	Direct
Common Stock	Options	$15.41	2027-05-17	16,819	16,819	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2031-02-18	15,900	15,900	Direct
2030-03-18	20,000	20,000	Direct
2029-03-20	35,500	35,500	Direct
2028-03-07	26,500	26,500	Direct
2027-05-17	16,819	16,819	Direct

Footnotes

The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
Granted pursuant to the issuer's 2015 Equity Incentive Plan.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.02 to $78.24.
The total reported in Column 5 includes 4,709 restricted stock units and 365,538 shares of common stock
The reported transaction involved the reporting person's receipt of a grant of 1,058 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 5,767 restricted stock units and 365,538 shares of common stock.
The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/8/2025. The total reported in Column 5 includes 3,352 restricted stock units and 366,834 shares of common stock