Filing Details
- Accession Number:
- 0001562180-25-003693
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-05-09 16:22:04
- Reporting Period:
- 2025-05-08
- Filing Date:
- 2025-05-09
- Accepted Time:
- 2025-05-09 16:22:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280784 | Hercules Capital Inc. | HTGC | () | 743113410 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1668279 | Wade Loo | C/O Hercules Capital, Inc. 1 North B Street, Suite 2000 San Mateo CA 94401 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2025-05-08 | 5,999 | $17.49 | 13,149 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2025-05-08 | 5,645 | $0.00 | 7,504 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2025-05-08 | 5,645 | $0.00 | 25,054 | No | 4 | A | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | D | Direct | |
| No | 4 | A | Indirect | By Trust |
Footnotes
- Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.
- Average purchase price. Shares sold at prices between $17.38 and $17.58.
- Shares previously reported as directly owned are now being reported as indirectly owned.
- Includes 40, 38 and 34 dividend reinvestment shares acquired on August 20, 2024, November 20, 2024 and March 5, 2025, respectively.
- Held by the Loo Revocable Trust
Billionaire Hedge Funds
