Filing Details
- Accession Number:
- 0001562180-25-003691
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-05-09 16:21:26
- Reporting Period:
- 2025-05-08
- Filing Date:
- 2025-05-09
- Accepted Time:
- 2025-05-09 16:21:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280784 | Hercules Capital Inc. | HTGC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207407 | P Robert Badavas | C/O Hercules Capital, Inc. 1 North B Street, Suite 2000 San Mateo CA 94401 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2025-05-08 | 1,799 | $17.49 | 6,033 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2025-05-08 | 1,411 | $0.00 | 4,622 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2025-05-08 | 1,411 | $0.00 | 108,863 | No | 4 | A | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | D | Direct | |
| No | 4 | A | Indirect | By Trust |
Footnotes
- Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.
- Average purchase price. Shares purchased at prices between $17.38 and $17.58.
- Shares previously reported as directly owned are now being reported as indirectly owned.
- Held by the Robert P. Badavas Trust of 2007
Billionaire Hedge Funds
