Filing Details
- Accession Number:
- 0001213900-25-040627
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-05-07 16:05:15
- Reporting Period:
- 2025-05-05
- Filing Date:
- 2025-05-07
- Accepted Time:
- 2025-05-07 16:05:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1845459 | Nkgen Biotech Inc. | NKGN | Biological Products, (No Disgnostic Substances) (2836) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1991119 | Y. Paul Song | Nkgen Biotech, Inc. 3001 Daimler Street Santa Ana CA 92705 | Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2025-05-05 | 20,849,725 | $0.13 | 21,020,846 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2025-05-05 | 41,699,449 | $0.13 | 41,699,449 | $0.13 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
41,699,449 | 2025-05-05 | 2030-05-05 | No | 4 | P | Direct |
Footnotes
- On May 5, 2025, the Reporting Person purchased 20,849,725 shares of common stock of the Company, $0.0001 par value per share ("Common Stock") pursuant to that certain Securities Purchase Agreement (the "SPA").
- On May 5, 2025, the Reporting Person purchased 41,699,449 warrants to purchase shares of Common Stock in connection with the SPA and pursuant to that certain Common Stock Purchase Warrant.