Filing Details

Accession Number:
0001213900-25-040627
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-05-07 16:05:15
Reporting Period:
2025-05-05
Filing Date:
2025-05-07
Accepted Time:
2025-05-07 16:05:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1845459 Nkgen Biotech Inc. NKGN Biological Products, (No Disgnostic Substances) (2836) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1991119 Y. Paul Song Nkgen Biotech, Inc.
3001 Daimler Street
Santa Ana CA 92705
Chief Executive Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-05-05 20,849,725 $0.13 21,020,846 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Acquisiton 2025-05-05 41,699,449 $0.13 41,699,449 $0.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
41,699,449 2025-05-05 2030-05-05 No 4 P Direct
Footnotes
  1. On May 5, 2025, the Reporting Person purchased 20,849,725 shares of common stock of the Company, $0.0001 par value per share ("Common Stock") pursuant to that certain Securities Purchase Agreement (the "SPA").
  2. On May 5, 2025, the Reporting Person purchased 41,699,449 warrants to purchase shares of Common Stock in connection with the SPA and pursuant to that certain Common Stock Purchase Warrant.