Filing Details

Accession Number:
0001209191-11-049090
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-26 20:02:50
Reporting Period:
2011-09-22
Filing Date:
2011-09-26
Accepted Time:
2011-09-26 20:02:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1175483 Newcastle Investment Corp NCT Real Estate Investment Trusts (6798) 810559116
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1124465 A Randal Nardone C/O Fortress Investment Group Llc
1345 Avenue Of The Americas, 46Th Floor
New York NY 10105
Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2011-09-22 219,780 $4.55 633,980 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 2,380 Indirect By Self as Custodian for Daughter
Common Stock, Par Value $0.01 Per Share 5,000 Indirect The Flying O Foundation
Common Stock, Par Value $0.01 Per Share 1,025,729 Indirect Fortress Operating Entity I LP
Common Stock, Par Value $0.01 Per Share 134,800 Indirect Fortress Partners Securities LLC
Common Stock, Par Value $0.01 Per Share 56,800 Indirect Fortress Partners Offshore Securities LLC
Footnotes
  1. Mr. Nardone may be deemed a beneficial owner of the shares held directly by Fortress Operating Entity I L.P. ("FOE I") only to the extent of his pecuniary interest in FOE I, which arises from his ownership interest in Fortress Investment Group LLC ("Fortress") and FOE I. Mr. Nardone otherwise disclaims beneficial ownership in these shares.
  2. Mr. Nardone may be deemed a beneficial owner of the shares held directly by Fortress Partners Securities LLC ("FPS") only to the extent of his pecuniary interest in FPS, which arises from his ownership interest in Fortress and FOE I. Mr. Nardone otherwise disclaims beneficial ownership in these shares.
  3. Mr. Nardone may be deemed a beneficial owner of the shares held directly by Fortress Partners Offshore Securities LLC ("FPOS") only to the extent of his pecuniary interest in FPOS, which arises from his ownership interest in Fortress and FOE I. Mr. Nardone otherwise disclaims beneficial ownership in these shares.