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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1758766	Stem Inc.	STEM	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	264466193

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1900919	Rahul Shukla	4 Embarcadero Center, Suite 710 San Francisco CA 94111	Chief Accounting Officer	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2025-01-22	8,000	$0.00	8,000	No	4	M	Direct
Common Stock, Par Value $0.0001 Per Share	Disposition	2025-01-23	3,534	$0.65	4,466	No	4	S	Direct
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2025-02-24	19,951	$0.00	24,417	No	4	M	Direct
Common Stock, Par Value $0.0001 Per Share	Disposition	2025-02-25	9,048	$0.51	15,369	No	4	S	Direct
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2025-03-11	16,667	$0.00	32,036	No	4	M	Direct
Common Stock, Par Value $0.0001 Per Share	Disposition	2025-03-12	7,469	$0.40	24,567	No	4	S	Direct
Common Stock, Par Value $0.0001 Per Share	Disposition	2025-05-02	24,567	$0.54	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.0001 Per Share	Restricted Stock Unit	Acquisiton	2024-10-10	115,000	$0.00	115,000	$0.00
Common Stock, Par Value $0.0001 Per Share	Restricted Stock Unit	Disposition	2025-01-22	8,000	$0.00	8,000	$0.00
Common Stock, Par Value $0.0001 Per Share	Restricted Stock Unit	Disposition	2025-02-24	19,951	$0.00	19,951	$0.00
Common Stock, Par Value $0.0001 Per Share	Restricted Stock Unit	Disposition	2025-03-11	16,667	$0.00	16,667	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
221,508	No	4	A	Direct
213,508	No	4	M	Direct
193,557	No	4	M	Direct
176,890	No	4	M	Direct

Footnotes

Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $0.540 to $0.543. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
On October 10, 2024, the reporting person was granted 115,000 RSUs vesting in October 2025.
On February 9, 2022, the reporting person was granted 32,000 RSUs vesting in four annual installments beginning January 2023.
On February 23, 2023, the reporting person was granted 60,459 RSUs vesting in three annual installments beginning February 2024.
On May 28, 2024, the reporting person was granted 50,000 RSUs vesting in three annual installments beginning March 2025.