Filing Details

Accession Number:
0001415889-25-012062
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-05-05 21:55:44
Reporting Period:
2025-05-01
Filing Date:
2025-05-05
Accepted Time:
2025-05-05 21:55:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1577526 C3.Ai Inc. AI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1031530 M Thomas Siebel C/O C3.Ai, Inc.
1400 Seaport Blvd
Redwood City CA 94603
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2025-05-01 53,125 $0.00 53,125 No 4 M Direct
Class A Common Stock Disposition 2025-05-02 27,010 $22.27 26,115 No 4 S Direct
Class A Common Stock Disposition 2025-05-05 26,115 $0.00 0 No 4 G Direct
Class A Common Stock Acquisiton 2025-05-05 26,115 $0.00 5,016,341 No 4 G Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 G Direct
No 4 G Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2025-05-01 53,125 $0.00 53,125 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
212,500 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 9,216 Indirect See Footnote
Class A Common Stock 170,924 Indirect See Footnote
Class A Common Stock 72,695 Indirect See Footnote
Class A Common Stock 1,237,115 Indirect See Footnote
Footnotes
  1. Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
  2. Shares sold to cover tax obligation from settlement of vested RSUs.
  3. The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.12 to $22.45, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
  5. The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
  6. The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
  7. The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
  8. The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.
  9. 6.25% of RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.