Filing Details
- Accession Number:
- 0001415889-25-012062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-05-05 21:55:44
- Reporting Period:
- 2025-05-01
- Filing Date:
- 2025-05-05
- Accepted Time:
- 2025-05-05 21:55:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1577526 | C3.Ai Inc. | AI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1031530 | M Thomas Siebel | C/O C3.Ai, Inc. 1400 Seaport Blvd Redwood City CA 94603 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2025-05-01 | 53,125 | $0.00 | 53,125 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2025-05-02 | 27,010 | $22.27 | 26,115 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2025-05-05 | 26,115 | $0.00 | 0 | No | 4 | G | Direct | |
Class A Common Stock | Acquisiton | 2025-05-05 | 26,115 | $0.00 | 5,016,341 | No | 4 | G | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2025-05-01 | 53,125 | $0.00 | 53,125 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
212,500 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 9,216 | Indirect | See Footnote |
Class A Common Stock | 170,924 | Indirect | See Footnote |
Class A Common Stock | 72,695 | Indirect | See Footnote |
Class A Common Stock | 1,237,115 | Indirect | See Footnote |
Footnotes
- Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- Shares sold to cover tax obligation from settlement of vested RSUs.
- The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.12 to $22.45, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
- The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
- The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
- The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
- The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.
- 6.25% of RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.