Filing Details

Accession Number:
0001140361-11-046936
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-26 16:14:29
Reporting Period:
2011-09-22
Filing Date:
2011-09-26
Accepted Time:
2011-09-26 16:14:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
884940 Stein Mart Inc SMRT Retail-Family Clothing Stores (5651) 640466198
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
903240 Jay Stein Stein Mart, Inc.
1200 Riverplace Boulevard, 10Th Floor
Jacksonville FL 32207
Chairman And Interim Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-22 2,500 $5.96 984,549 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 773,694 Indirect Trust fbo daughter
Common Stock 773,694 Indirect Trust fbo daughter
Common Stock 731,600 Indirect Trust fbo spouse
Common Stock 11,878,260 Indirect Stein Ventures Limited Partnership
Common Stock 40,275 Indirect Cary Ventures
Footnotes
  1. Shares are owned by the Berrie Hattie Stein 2011 Trust over which the reporting person has sole voting and dispositive power as trustee.
  2. Shares are owned by the Jay Meredith Stein 2011 Trust over which the reporting person has sole voting and dispositive power as trustee.
  3. Shares are owned by a trust for the benefit of the reporting person's spouse over which the reporting person has sole voting and dispositive power as trustee.