Filing Details

Accession Number:
0001209191-11-048921
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-23 18:10:54
Reporting Period:
2011-09-21
Filing Date:
2011-09-23
Accepted Time:
2011-09-23 18:10:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1230355 Trans1 Inc TSON Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1306506 A Michael Carusi C/O Advanced Technology Ventures
1000 Winter Street, Suite 3700
Waltham MA 02451
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-21 938,634 $3.25 2,894,702 No 4 P Indirect By Advanced Technology Ventures VII, L.P.
Common Stock Acquisiton 2011-09-21 37,667 $3.25 116,163 No 4 P Indirect By Advanced Technology Ventures VII (B), L.P.
Common Stock Acquisiton 2011-09-21 18,105 $3.25 55,836 No 4 P Indirect By Advanced Technology Ventures VII (C), L.P.
Common Stock Acquisiton 2011-09-21 5,594 $3.25 17,249 No 4 P Indirect By ATV Entrepreneurs VII, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Advanced Technology Ventures VII, L.P.
No 4 P Indirect By Advanced Technology Ventures VII (B), L.P.
No 4 P Indirect By Advanced Technology Ventures VII (C), L.P.
No 4 P Indirect By ATV Entrepreneurs VII, L.P.
Footnotes
  1. The reported securities are owned directly by Advanced Technology Ventures VII, L.P. and indirectly by ATV Associates VII, L.L.C., as general partner of Advanced Technology Ventures VII, L.P. Mr. Carusi is a managing director of ATV Associates VII, L.L.C. and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  2. The reported securities are owned directly by Advanced Technology Ventures VII (B), L.P. and indirectly by ATV Associates VII, L.L.C., as general partner of Advanced Technology Ventures VII (B), L.P. Mr. Carusi is a managing director of ATV Associates VII, L.L.C. and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  3. The reported securities are owned directly by Advanced Technology Ventures VII (C), L.P. and indirectly by ATV Associates VII, L.L.C., as general partner of Advanced Technology Ventures VII (C), L.P. Mr. Carusi is a managing director of ATV Associates VII, L.L.C. and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  4. The reported securities are owned directly by ATV Entrepreneurs VII, L.P. and indirectly by ATV Associates VII, L.L.C., as general partner of ATV Entrepreneurs VII, L.P. Mr. Carusi is a managing director of ATV Associates VII, L.L.C. and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.