Filing Details

Accession Number:
0001181431-11-050371
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-23 17:33:42
Reporting Period:
2011-09-21
Filing Date:
2011-09-23
Accepted Time:
2011-09-23 17:33:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1230355 Trans1 Inc TSON Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241073 Delphi Bioinvestments Vi Lp 3000 Sand Hill Road, #1-135
Menlo Park CA 94025
No No Yes No
1270723 Delphi Ventures Vi Lp 3000 Sand Hill Rd, #1-135
Menlo Park CA 94025
No No Yes No
1270729 Delphi Management Partners Vi Llc 3000 Sand Hill Rd, #1-135
Menlo Park CA 94025
No No Yes No
1436285 Delphi Ventures Viii Lp 3000 Sand Hill Road, #1-135
Menlo Park CA 94025
No No Yes No
1451526 Delphi Bioinvestments Viii Lp 3000 Sand Hill Road, #1-135
Menlo Park CA 94025
No No Yes No
1457494 Delphi Management Partners Viii, L.l.c. 3000 Sand Hill Road, #1-135
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-21 1,523,584 $3.25 2,410,523 No 4 P Indirect See footnote
Common Stock Acquisiton 2011-09-21 14,877 $3.25 23,538 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,236,272 Indirect See footnote
Common Stock 22,362 Indirect See footnote
Footnotes
  1. The reported securities are owned directly by Delphi Ventures VIII, L.P. ("Delphi VIII"). Delphi Management Partners VIII, L.L.C. ("DMP VIII") is the general partner of Delphi VIII and Delphi BioInvestments VIII, L.P. ("DBI VIII" and together with Delphi VIII, the "Delphi VIII Funds") and may be deemed to have sole voting and dispositive power over the shares held by the Delphi VIII Funds. DMP VIII and each of James J. Bochnowski, David L. Douglass, Douglas A. Roeder, John F. Maroney and Deepika R. Pakianathan, Ph.D., the Managing Members of DMP VIII who may be deemed to share voting and dispositive power over the reported securities, disclaim beneficial ownership of the reported securities held by the Delphi VIII Funds except to the extent of any pecuniary interest therein.
  2. The reported securities are owned directly by DBI VIII. DMP VIII is the general partner of Delphi VIII and DBI VIII and may be deemed to have sole voting and dispositive power over the shares held by the Delphi VIII Funds. DMP VIII and each of James J. Bochnowski, David L. Douglass, Douglas A. Roeder, John F. Maroney and Deepika R. Pakianathan, Ph.D., the Managing Members of DMP VIII who may be deemed to share voting and dispositive power over the reported securities, disclaim beneficial ownership of the reported securities held by the Delphi VIII Funds except to the extent of any pecuniary interest therein.
  3. The reported securities are owned directly by Delphi Ventures VI, L.P. ("Delphi VI"). Delphi Management Partners VI, L.L.C. ("DMP VI") is the general partner of Delphi VI and Delphi BioInvestments VI, L.P. ("DBI VI" and together with Delphi VI, the "Delphi VI Funds") and may be deemed to have sole voting and dispositive power over the shares held by the Delphi VI Funds. DMP VI and each of James J. Bochnowski, David L. Douglass, Douglas A. Roeder, John F. Maroney and Deepika R. Pakianathan, Ph.D., the Managing Members of DMP VI who may be deemed to share voting and dispositive power over the reported securities, disclaim beneficial ownership of the reported securities held by the Delphi VI Funds except to the extent of any pecuniary interest therein.
  4. The reported securities are owned directly by DBI VI. DMP VI is the general partner of Delphi VI and DBI VI and may be deemed to have sole voting and dispositive power over the shares held by the Delphi VI Funds. DMP VI and each of James J. Bochnowski, David L. Douglass, Douglas A. Roeder, John F. Maroney and Deepika R. Pakianathan, Ph.D., the Managing Members of DMP VI who may be deemed to share voting and dispositive power over the reported securities, disclaim beneficial ownership of the reported securities held by the Delphi VI Funds except to the extent of any pecuniary interest therein.