Filing Details

Accession Number:
0001179110-11-013432
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-20 17:31:28
Reporting Period:
2011-09-19
Filing Date:
2011-09-20
Accepted Time:
2011-09-20 17:31:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820027 Ameriprise Financial Inc AMP Investment Advice (6282) 133180631
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1335749 Edward Joseph Sweeney General Counsel'S Office
1098 Ameriprise Financial Center
Minneapolis MN 55474
Pres-Awm Products & Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-19 50 $43.16 32,465 No 4 P Direct
Common Stock Disposition 2011-09-19 50 $0.00 32,415 No 4 G Direct
Common Stock Acquisiton 2011-09-19 50 $0.00 50 No 4 G Indirect By Son
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 G Direct
No 4 G Indirect By Son
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 233 Indirect By 401(k) Plan
Footnotes
  1. This transaction involved a gift of securities by the reporting person to his son, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.
  2. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of September 19, 2011. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.