Filing Details

Accession Number:
0000904454-11-000537
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-20 15:02:23
Reporting Period:
2011-09-16
Filing Date:
2011-09-20
Accepted Time:
2011-09-20 15:02:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1375151 Zogenix Inc. ZGNX Pharmaceutical Preparations (2834) 205300780
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1013425 I Jesse Treu C/O Domain Associates, Llc
One Palmer Square
Princeton NJ 08542
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-16 3,441,304 $2.00 9,923,335 No 4 P Indirect By Domain Partners VII, L.P.
Common Stock Acquisiton 2011-09-16 58,696 $2.00 169,251 No 4 P Indirect By DP VII Associates, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Domain Partners VII, L.P.
No 4 P Indirect By DP VII Associates, L.P.
Footnotes
  1. The Reporting Person also indirectly beneficially owns 11,000 shares of Common Stock held by Domain Associates, LLC, 9,894 shares held by Domain Partners VI, L.P., and 106 shares held by DP VI Associates, L.P.
  2. The Reporting Person is a Managing Member of (i) One Palmer Square Associates VII, LLC, which is the sole general partner of Domain Partners VII, L.P. and DP VII Associates, L.P., (ii) One Palmer Square Associates VI, LLC, which is the sole general partner of Domain Partners VI, L.P. and DP VI Associates, L.P., and (iii) Domain Associates, LLC. Pursuant to Instruction (4)(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities beneficially owned by each such entity. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his or her pecuniary interest therein and/or that are not actually distributed to him or her.