Filing Details
- Accession Number:
- 0000906318-11-000108
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2011-09-20 13:21:09
- Reporting Period:
- 2010-12-31
- Filing Date:
- 2011-09-20
- Accepted Time:
- 2011-09-20 13:21:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1318342 | Investment Managers Series Trust | EPHCX | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1529481 | Kft Investments, Llc | 534 Ponte Vedra Blvd. Ponte Vedra Beach FL 32082 | No | No | Yes | No | |
1529488 | Klt Investments, Llc | 534 Ponte Vedra Blvd. Ponte Vedra Beach FL 32082 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Shares | Acquisiton | 2010-01-07 | 157,978 | $12.30 | 595,023 | No | 4 | P | Direct | |
Class A Shares | Acquisiton | 2010-01-20 | 162,602 | $12.30 | 757,625 | No | 4 | P | Direct | |
Class A Shares | Acquisiton | 2010-12-22 | 11,921 | $14.50 | 769,546 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- This transaction caused the group's holdings to first exceed 10% and is therefore also intended to cover the applicable Form 3 filing as of such date.