Filing Details

Accession Number:
0001225208-11-021863
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-16 17:14:55
Reporting Period:
2011-09-15
Filing Date:
2011-09-16
Accepted Time:
2011-09-16 17:14:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
878520 Sws Group Inc SWS Security Brokers, Dealers & Flotation Companies (6211) 752040825
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1171442 Frederick Meyer 1201 Elm Street
Suite 3500
Dallas TX 75270
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $.10 Par Value Acquisiton 2011-09-15 3,500 $5.63 222,590 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock $.10 Par Value 60,000 Indirect Family Partnership