Filing Details

Accession Number:
0001127602-11-025270
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-15 14:44:36
Reporting Period:
2011-09-14
Filing Date:
2011-09-15
Accepted Time:
2011-09-15 14:44:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
714310 Valley National Bancorp VLY National Commercial Banks (6021) 222477875
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1169944 G James Lawrence 1455 Valley Road
Wayne NJ 07470-
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-09-14 505 $10.91 1,708 No 4 S Indirect Spouse And Self/custodians For Grandchildren
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Spouse And Self/custodians For Grandchildren
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 317,631 Direct
Common Stock 21,445 Indirect By Spouse
Common Stock 4,557 Indirect Custodian For Son
Common Stock 10,812 Indirect Executor
Common Stock 18,247 Indirect Executor - Mother's Estate
Common Stock 60,855 Indirect Trustee FBO Mother
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option/NQ $12.50 2011-11-15 2020-11-15 5,988 5,988 Direct
Common Stock Stock Options $16.22 2002-11-27 2011-11-27 6,787 6,787 Direct
Common Stock Stock Options $16.98 2003-11-18 2012-11-18 7,757 7,757 Direct
Common Stock Stock Options $19.80 2004-11-17 2013-11-17 17,728 17,728 Direct
Common Stock Stock Options $19.88 2005-11-26 2014-11-16 16,886 16,886 Direct
Common Stock Stock Options $18.41 2006-11-14 2015-11-14 19,430 19,430 Direct
Common Stock Stock Options $20.14 2007-11-13 2016-11-13 18,506 18,506 Direct
Common Stock Stock Options $15.38 2009-02-12 2018-02-12 12,155 12,155 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-11-15 5,988 5,988 Direct
2011-11-27 6,787 6,787 Direct
2012-11-18 7,757 7,757 Direct
2013-11-17 17,728 17,728 Direct
2014-11-16 16,886 16,886 Direct
2015-11-14 19,430 19,430 Direct
2016-11-13 18,506 18,506 Direct
2018-02-12 12,155 12,155 Direct
Footnotes
  1. Valley National Bancorp declared a 5% stock dividend on April 13, 2011, to shareholders of record on May 6, 2011, payable May 20, 2011.
  2. Mr. Lawrence is the Executor and 50% beneficiary of his father's Estate.
  3. Mr. Lawrence is the Executor and 50% beneficiary of his Mother's Estate.
  4. Mr. Lawrence is a trustee of a trust for the benefit of his mother, of which he is a 45% beneficiary; and his son a 10% beneficiary, of which Mr. Lawrence is the trustee. The reported amount reflects the total shares held in the trust.