Filing Details

Accession Number:
0000914190-11-000527
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-14 16:02:32
Reporting Period:
2011-09-13
Filing Date:
2011-09-14
Accepted Time:
2011-09-14 16:02:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719866 Arctic Cat Inc ACAT Miscellaneous Transportation Equipment (3790) 411443470
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1417854 Ellen Mary Walker 505 Highway 169 North
Suite 1000
Plymouth MN 55441
Vp Gen Mgr Of Pg&A And Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-13 10,422 $13.37 22,666 No 4 M Direct
Common Stock Acquisiton 2011-09-13 15 $13.37 22,681 No 4 M Direct
Common Stock Acquisiton 2011-09-13 9,563 $13.37 32,244 No 4 M Direct
Common Stock Disposition 2011-09-13 20,000 $16.03 12,244 No 4 S Direct
Common Stock Acquisiton 2011-09-13 11,366 $6.26 23,610 No 4 M Direct
Common Stock Disposition 2011-09-13 11,366 $16.07 12,244 No 4 S Direct
Common Stock Acquisiton 2011-09-13 23,651 $9.57 35,895 No 4 M Direct
Common Stock Disposition 2011-09-13 23,651 $16.11 12,244 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2011-09-13 10,422 $0.00 22,422 $13.37
Common Stock Stock Option (Right to Buy) Disposition 2011-09-13 15 $0.00 15 $13.37
Common Stock Stock Option (Right to Buy) Disposition 2011-09-13 9,563 $0.00 9,563 $13.37
Common Stock Stock Option (Right to Buy) Disposition 2011-09-13 23,651 $0.00 23,651 $9.57
Common Stock Stock Option (Right to Buy) Disposition 2011-09-13 11,366 $0.00 22,734 $6.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-11-05 2017-11-05 No 4 M Direct
0 2007-11-05 2017-11-05 No 4 M Direct
0 2007-11-05 2017-11-05 No 4 M Direct
0 2018-08-07 No 4 M Direct
11,368 2019-08-06 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $9.57 2018-08-07 10,449 10,449 Direct
Common Stock Stock Option (Right to Buy) $6.26 2019-08-06 11,366 11,366 Direct
Common Stock Stock Option (Right to Buy) $10.79 2020-04-01 11,940 11,940 Direct
Common Stock Stock Option (Right to Buy) $10.79 2020-04-01 22,160 22,160 Direct
Common Stock Stock Option (Right to Buy) $15.77 2021-04-01 5,868 5,868 Direct
Common Stock Stock Option (Right to Buy) $15.77 2021-04-01 11,702 11,702 Direct
Common Stock Stock-Settled Appreciation Rights $11.05 2015-06-01 11,333 11,333 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-08-07 10,449 10,449 Direct
2019-08-06 11,366 11,366 Direct
2020-04-01 11,940 11,940 Direct
2020-04-01 22,160 22,160 Direct
2021-04-01 5,868 5,868 Direct
2021-04-01 11,702 11,702 Direct
2015-06-01 11,333 11,333 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.98 to $16.05 inclusive. The reporting person undertakes to provide Arctic Cat Inc. any security holder of Arctic Cat Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.25 inclusive. The reporting person undertakes to provide Arctic Cat Inc. any security holder of Arctic Cat Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.08 to $16.21 inclusive. The reporting person undertakes to provide Arctic Cat Inc. any security holder of Arctic Cat Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. Vests in three equal installments beginning on August 7, 2009.
  5. Vests in three equal installments beginning on August 6, 2010.
  6. Vests in three equal installments beginning on April 1, 2011.
  7. Vests in three equal installments beginning on April 1, 2012.
  8. The Right may be exercised after the Company's Common Stock trades at a market price of $2.00 more than the exercise price of the Stock Settled Appreciation Rights ("SSAR") for 30 of the preceeding 40 trading days; provided the Right may not be exercised prior to March 31, 2011.