Filing Details

Accession Number:
0001209191-11-047773
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-13 20:00:51
Reporting Period:
2011-09-09
Filing Date:
2011-09-13
Accepted Time:
2011-09-13 20:00:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1180262 Herbalife Ltd. HLF Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311175 Richard Goudis 800 W. Olympic Boulevard, #406
Los Angeles CA 90015
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-09 3,150 $16.40 128,693 No 4 M Direct
Common Stock Disposition 2011-09-09 1,983 $53.81 126,710 No 4 D Direct
Common Stock Acquisiton 2011-09-09 26,634 $21.57 153,344 No 4 M Direct
Common Stock Disposition 2011-09-09 18,125 $53.81 135,219 No 4 D Direct
Common Stock Acquisiton 2011-09-09 7,200 $21.92 142,419 No 4 M Direct
Common Stock Disposition 2011-09-09 4,926 $53.81 137,493 No 4 D Direct
Common Stock Acquisiton 2011-09-09 8,878 $6.82 146,371 No 4 M Direct
Common Stock Disposition 2011-09-09 4,745 $53.81 141,626 No 4 D Direct
Common Stock Acquisiton 2011-09-09 13,273 $22.94 154,899 No 4 M Direct
Common Stock Disposition 2011-09-09 9,214 $53.81 145,685 No 4 D Direct
Common Stock Disposition 2011-09-13 20,142 $55.00 125,543 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2011-09-09 3,150 $0.00 3,150 $16.40
Common Stock Stock Appreciation Rights Disposition 2011-09-09 26,634 $0.00 26,634 $21.57
Common Stock Stock Appreciation Rights Disposition 2011-09-09 7,200 $0.00 7,200 $21.92
Common Stock Stock Appreciation Rights Disposition 2011-09-09 8,878 $0.00 8,878 $6.82
Common Stock Stock Appreciation Rights Disposition 2011-09-09 13,273 $0.00 13,273 $22.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-03-23 No 4 M Direct
0 2018-02-28 No 4 M Direct
0 2018-08-04 No 4 M Direct
26,634 2019-02-27 No 4 M Direct
53,093 2020-05-07 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2011.
  2. These stock appreciation rights were fully vested as of December 31, 2010.
  3. On May 17, 2011, the common stock of Herbalife Ltd. split 2-for-1, resulting in the reporting person's acquisition of 1,575 additional stock appreciation rights with respect to this award.
  4. These stock appreciation rights were fully vested as of February 28, 2011.
  5. On May 17, 2011, the common stock of Herbalife Ltd. split 2-for-1, resulting in the reporting person's acquisition of 13,317 additional stock appreciation rights with respect to this award.
  6. These stock appreciation rights were fully vested as of August 4, 2011.
  7. On May 17, 2011, the common stock of Herbalife Ltd. split 2-for-1, resulting in the reporting person's acquisition of 3,600 additional stock appreciation rights with respect to this award.
  8. These stock appreciation rights vested as to 20% of the award on each of February 27, 2010 and February 27, 2011 and will vest as to the remaining 60% of the award on February 27, 2012.
  9. On May 17, 2011, the common stock of Herbalife Ltd. split 2-for-1, resulting in the reporting person's acquisition of 17,576 additional stock appreciation rights with respect to this award.
  10. These stock appreciation rights vested as to 20% of the award on May 7, 2011 and will vest as to 20% of the award on May 7, 2012 and as to 60% of the award on May 7, 2013.
  11. On May 17, 2011, the common stock of Herbalife Ltd. split 2-for-1, resulting in the reporting person's acquisition of 33,183 additional stock appreciation rights with respect to this award.