Filing Details
- Accession Number:
- 0001225385-11-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-09 17:27:27
- Reporting Period:
- 2011-09-07
- Filing Date:
- 2011-09-09
- Accepted Time:
- 2011-09-09 17:27:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 826675 | Dynex Capital Inc | DX | Real Estate Investment Trusts (6798) | 521549373 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1026505 | B Thomas Akin | C/O Dynex Capital, Inc. 4991 Lake Brook Drive, Suite 100 Glen Allen VA 23060 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-07 | 50,000 | $8.49 | 1,016,298 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-09-07 | 1,000 | $8.41 | 1,305,083 | No | 4 | P | Indirect | By Talkot Fund |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Talkot Fund |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,394 | Indirect | By Spouse |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.40 to $8.5378, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- On January 11, 2011, the Hochster Trust, of which the reporting person served as trustee, distributed 14,394 shares to the reporting person's spouse and 14,394 shares to a beneficiary whose ownership is not attributable to the reporting person. Prior to the distribution, the reporting person's pecuniary interest in the shares held by the Hochster Trust was limited to the shares held for the benefit of his spouse, and he continues to beneficially own those shares indirectly through his spouse following the distribution; therefore the distribution effected only a change in the form of beneficial ownership without changing the reporting person's pecuniary interest.
Billionaire Hedge Funds
