Filing Details
- Accession Number:
- 0000950142-11-001576
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-09 17:22:39
- Reporting Period:
- 2011-09-07
- Filing Date:
- 2011-09-09
- Accepted Time:
- 2011-09-09 17:22:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1066194 | Egain Communications Corp | EGAN | Services-Prepackaged Software (7372) | 770466366 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 911380 | Taylor J Crandall | 201 Main Street Suite 3100 Fort Worth TX 76102 | No | No | No | Yes | |
| 1158778 | Fw Investors V Lp | 201 Main Street Suite 2300 Fort Worth TX 76102 | No | No | No | Yes | |
| 1158779 | Fw Management Ii Llc | 201 Main Street Suite 3100 Fort Worth TX 76102 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-07 | 103,384 | $0.95 | 1,944,827 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2011-09-07 | 23,109 | $4.25 | 1,921,718 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Purchase Warrants | Disposition | 2011-09-07 | 103,384 | $0.00 | 103,384 | $0.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-09-24 | No | 4 | X | Direct |
Footnotes
- On September 7, 2011, FW Investors V, L.P. ("FW Investors") exercised a warrant to purchase 103,384 shares of Common Stock for $0.95 per share. FW Investors paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 23,109 of the warrant shares to pay the exercise price and issuing to FW Investors the remaining 80,275 shares.
- The price reflects the fair market value of the Common Stock on September 7, 2011.
- This warrant is immediately exercisable.
Billionaire Hedge Funds
