Filing Details

Accession Number:
0000950142-11-001573
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-09 17:08:09
Reporting Period:
2011-09-07
Filing Date:
2011-09-09
Accepted Time:
2011-09-09 17:08:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1066194 Egain Communications Corp EGAN Services-Prepackaged Software (7372) 770466366
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1077774 P L Partners Capital Hill Oak 201 Main Street
Suite 2300
Fort Worth TX 76102
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-07 198,546 $0.95 5,256,856 No 4 X Direct
Common Stock Disposition 2011-09-07 44,381 $4.25 5,212,475 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Purchase Warrants Disposition 2011-09-07 198,546 $0.00 198,546 $0.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-09-24 No 4 X Direct
Footnotes
  1. On September 7, 2011, the Reporting Person exercised a warrant to purchase 198,546 shares of Common Stock for $0.95 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 44,381 of the warrant shares to pay the exercise price and issuing to the Reporting Person the remaining 154,165 shares.
  2. The price reflects the fair market value of the Common Stock on September 7, 2011.
  3. This warrant is immediately exercisable.