Filing Details
- Accession Number:
- 0001179110-11-013081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-08 19:51:56
- Reporting Period:
- 2011-09-07
- Filing Date:
- 2011-09-08
- Accepted Time:
- 2011-09-08 19:51:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1016470 | Srs Labs Inc | SRSL | Patent Owners & Lessors (6794) | 330714264 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247173 | D Alan Kraemer | C/O Srs Labs,Inc. 2909 Daimler Street Santa Ana CA 92705 | Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-07 | 5,000 | $3.22 | 5,200 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-07 | 5,000 | $7.50 | 200 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Acquisiton | 2011-09-07 | 5,000 | $0.00 | 5,000 | $3.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-12-21 | 2011-12-21 | No | 4 | M | Direct |
Billionaire Hedge Funds
