Filing Details
- Accession Number:
- 0001164727-11-000097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-08 12:34:02
- Reporting Period:
- 2011-09-06
- Filing Date:
- 2011-09-08
- Accepted Time:
- 2011-09-08 12:34:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1164727 | Newmont Mining Corp | NEM | Gold And Silver Ores (1040) | 841611629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1480228 | R. Thomas Kerr | 6363 South Fiddlers Green Circle Greenwood Village CO 80111 | Svp, North American Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 Par Value | Acquisiton | 2011-09-06 | 2,250 | $49.73 | 16,067 | No | 4 | M | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2011-09-06 | 2,250 | $64.27 | 13,817 | No | 4 | S | Direct | |
| Common Stock, $1.60 Par Value | Acquisiton | 2011-09-06 | 2,250 | $45.74 | 16,067 | No | 4 | M | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2011-09-06 | 2,250 | $64.29 | 13,817 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-09-06 | 2,250 | $0.00 | 2,250 | $49.73 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-09-06 | 2,250 | $0.00 | 2,250 | $45.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-12-02 | No | 4 | M | Direct | |
| 0 | 2014-12-07 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices between $64.25 and $64.295. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple trades at prices between $64.25 and $64.315. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- As of August 31, 2011, the reporting person held 3,585 shares of Newmont Mining Corporation common stock in his 401(k) Plan.
- The options became exercisable in three equal annual installments beginning December 2, 2004.
- The options became exercisable in three equal annual installments beginning December 7, 2005.
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