Filing Details
- Accession Number:
- 0001181431-11-048444
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-07 17:47:19
- Reporting Period:
- 2011-09-02
- Filing Date:
- 2011-09-07
- Accepted Time:
- 2011-09-07 17:47:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1390777 | Bank Of New York Mellon Corp | BK | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1209482 | L Gerald Hassell | The Bank Of New York Mellon Corporation One Wall Street New York NY 10286 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-02 | 50,000 | $20.07 | 556,550 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2011-05-09 | 20,902 | $0.00 | 0 | No | 5 | G | Indirect | By GRAT 2009 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 5 | G | Indirect | By GRAT 2009 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 92,882 | Indirect | By GRAT 2009-2 |
| Common Stock | 105,630 | Indirect | By GRAT 2010-1 |
| Common Stock | 120,000 | Indirect | By GRAT 2010-2 |
| Common Stock | 14,269 | Indirect | By Family Trust |
| Common Stock | 14,269 | Indirect | By Second Family Trust |
| Common Stock | 49,838 | Indirect | By 401(k) Plan |
| Common Stock | 56,604 | Indirect | By Wife |
Footnotes
- Represents the weighted average price of shares purchased with actual prices ranging from $20.02 to $20.09. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price within this range.
- Includes 44,363 shares, 62,369 shares and 44,370 shares previously held in GRAT 2009, GRAT 2009-2 and GRAT 2010-1, respectively, which were distributed to the Reporting Person and are held directly.
- Upon termination of GRAT 2009, 20,902 shares were transferred to the beneficiaries of the GRAT and the remaining 44,363 shares were distributed to the Reporting Person and are reported as directly held.
- Holdings reported as of 6/30/2011.
- I disclaim beneficial ownership of these shares.
Billionaire Hedge Funds
