Filing Details

Accession Number:
0001225208-11-021534
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-07 15:57:02
Reporting Period:
2011-09-02
Filing Date:
2011-09-07
Accepted Time:
2011-09-07 15:57:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720005 Raymond James Financial Inc RJF Security Brokers, Dealers & Flotation Companies (6211) 591517485
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185788 E Jeffrey Trocin 880 Carillon Parkway
St. Petersburg FL 33716
Executive Vice President - Rjf No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-08-26 1,000 $0.00 110,052 No 5 G Direct
Common Stock Acquisiton 2011-09-02 209 $23.41 110,261 No 4 P Direct
Common Stock Acquisiton 2011-08-26 1,000 $0.00 4,247 No 5 G Indirect By daughters
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 P Direct
No 5 G Indirect By daughters
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 14,249 Indirect ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) $25.28 2016-01-24 25,000 25,000 Direct
Common Stock Employee Stock Option (right to buy) $30.44 2010-11-27 2014-01-27 15,000 15,000 Direct
Common Stock Employee Stock Option (right to buy) $24.97 2008-12-01 2012-02-01 15,000 15,000 Direct
Common Stock Restricted Stock Units $0.00 2013-12-15 2013-12-15 6,894 6,894 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-01-24 25,000 25,000 Direct
2014-01-27 15,000 15,000 Direct
2012-02-01 15,000 15,000 Direct
2013-12-15 6,894 6,894 Direct
Footnotes
  1. This transaction involved gift of securities by the reporting person to one of his daughters, who shares reporting person's household.
  2. Shares purchased through the Company's ESPP
  3. Includes number of shares acquired under ESOP through September 1, 2011.
  4. Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
  5. Options currently exercisable - 9,000; Options becoming exercisable - 405 on 11/27/2011, 2,595 on 1/27/2012 and 3,000 on 1/27/2013
  6. Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.