Filing Details

Accession Number:
0000904454-11-000518
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-06 19:43:12
Reporting Period:
2011-09-01
Filing Date:
2011-09-06
Accepted Time:
2011-09-06 19:43:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
932372 Orange 21 Inc. ORNG Ophthalmic Goods (3851) 330580186
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1071036 W Seth Hamot 420 Boylston Street
Boston MA 02116
Yes No Yes No
1319943 Roark, Rearden & Hamot Llc 420 Boylston Street
Boston MA 02116
No No Yes No
1319959 Costa Brava Partnership Iii Lp 222 Berkeley Street
17Th Floor
Boston MA 02116
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-01 1,407 $1.85 6,187,810 No 4 P Direct
Common Stock Acquisiton 2011-09-06 300 $1.85 6,188,110 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. The securities reported as directly beneficially owned by Costa Brava Partnership III L.P. may be deemed to be indirectly beneficially owned by Roark, Rearden & Hamot, LLC and Seth W. Hamot. Seth W. Hamot is the President and sole member of Roark, Rearden & Hamot, LLC, which is the sole general partner of Costa Brava Partnership III L.P. Pursuant to Instruction 4(b)(iv) of Form 4, Roark, Rearden & Hamot, LLC and Seth W. Hamot have elected to report as indirectly beneficially owned the entire number of securities owned by such limited partnership, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed its or his pecuniary interest therein and/or that are not actually distributed to it or him.
  2. Seth W. Hamot, who is a Director of the Issuer, also directly beneficially owns 32,918 shares of Common Stock and indirectly beneficially owns (i) an aggregate 12,000 shares of Common Stock held by his two children and (ii) an aggregate 6,000 shares of Common Stock held in two trusts for the benefit of his children.