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Filing Details

Accession Number:: 0001112679-11-000078
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-09-06 19:31:50
Reporting Period:: 2011-09-02

Filing Date:: 2011-09-06
Accepted Time:: 2011-09-06 19:31:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1424454	Rovi Corp	ROVI	Periodicals: Publishing Or Publishing & Printing (2721)	261739297

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1338176	James Budge	C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050	Evp & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-09-02	9,375	$0.00	44,000	No	5	G	Direct
Common Stock	Acquisiton	2011-09-02	9,375	$0.00	9,375	No	5	G	Indirect	Budge Family Trust
Common Stock	Disposition	2011-09-02	9,375	$46.83	0	No	4	S	Indirect	Budge Family Trust
Common Stock	Acquisiton	2011-09-06	1,250	$15.73	45,250	No	4	M	Direct
Common Stock	Disposition	2011-09-06	1,250	$45.29	44,000	No	4	S	Direct
Common Stock	Acquisiton	2011-09-06	1,250	$30.00	45,250	No	4	M	Direct
Common Stock	Disposition	2011-09-06	1,250	$45.29	44,000	No	4	S	Direct
Common Stock	Acquisiton	2011-09-06	1,459	$33.43	45,459	No	4	M	Direct
Common Stock	Disposition	2011-09-06	1,459	$45.29	44,000	No	4	S	Direct
Common Stock	Acquisiton	2011-09-06	1,354	$36.74	45,354	No	4	M	Direct
Common Stock	Disposition	2011-09-06	1,354	$45.29	44,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	5	G	Indirect	Budge Family Trust
No	4	S	Indirect	Budge Family Trust
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2011-09-06	1,250	$0.00	1,250	$15.73
Common Stock	Employee Stock Option (right to buy)	Disposition	2011-09-06	1,250	$0.00	1,250	$30.00
Common Stock	Employee Stock Option (right to buy)	Disposition	2011-09-06	1,459	$0.00	1,459	$33.43
Common Stock	Employee Stock Option (right to buy)	Disposition	2011-09-06	1,354	$0.00	1,354	$36.74

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
22,500	2016-03-01	No	4	M	Direct
30,000	2016-09-01	No	4	M	Direct
43,750	2017-03-01	No	4	M	Direct
41,980	2017-04-01	No	4	M	Direct

Footnotes

Reflects 9,375 restricted shares vested on September 1, 2011 which were held directly by Mr. Budge that were transferred into the Budge Family Trust for estate planning purposes. The result is a change in the form of beneficial ownership from direct to indirect.
Shares sold pursuant to Mr. Budge's 10b5-1 plan dated June 12, 2009.
Shares sold on the open market are reported as an average sell price per share of $46.83; breakdown of shares sold and per share sale prices are as follows: 100 at $46.25; 100 at $46.39; 200 at $46.40; 100 at $46.47; 500 at $46.49; 200 at $46.60; 100 at $46.62; 100 at $46.63; 500 at $46.64; 100 at $46.72; 100 at $46.73; 300 at $46.74; 300 at $46.79; 700 at $46.80; 300 at $46.81; 700 at $46.82; 100 at $46.84; 100 at $46.85; 200 at $46.87; 200 at $46.90; 6 at $46.91; 100 at $46.92; 100 at $46.93; 200 at $46.94; 100 at $46.95; 1,775 at $46.96; 400 at $46.97; 100 at $46.98; 458 at $46.99; 222 at $47.03; 200 at $47.04; 114 at $47.06; 500 at $47.07 and 100 at $47.11.
Shares sold pursuant to Mr. Budge's 10b5-1 plan dated June 2, 2011.
Shares sold on the open market are reported as an average sell price per share of $45.29; breakdown of shares sold and per share sale prices are as follows: 300 at 44.63; 100 at 44.78; 13 at 44.80; 100 at 44.95; 100 at 44.96; 300 at 44.98; 100 at 44.99; 100 at 45.00; 100 at 45.01; 100 at 45.07; 100 at 45.08; 200 at 45.11; 100 at 45.12; 100 at 45.13; 100 at 45.14; 100 at 45.17; 100 at 45.19; 100 at 45.21; 100 at 45.25; 100 at 45.32; 200 at 45.36; 100 at 45.39; 100 at 45.42; 200 at 45.46; 300 at 45.49; 400 at 45.50; 200 at 45.51; 100 at 45.52; 200 at 45.53; 200 at 45.54; 100 at 45.55; 200 at 45.57; 100 at 45.58; 300 at 45.60 and 200 at 45.64.
Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.