Filing Details

Accession Number:
0001140361-11-044832
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-06 17:55:30
Reporting Period:
2011-09-06
Filing Date:
2011-09-06
Accepted Time:
2011-09-06 17:55:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
884887 Royal Caribbean Cruises Ltd RCL Water Transportation (4400) 980081645
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1317547 Thomas Pritzker The Pritzker Organization, Llc
71 S. Wacker, Suite 4700
Chicago IL 60606
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-06 35,000 $9.55 298,288 No 4 M Direct
Common Stock Disposition 2011-09-06 35,000 $23.44 263,288 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2011-09-06 35,000 $0.00 35,000 $9.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-10-16 No 4 M Direct
Footnotes
  1. Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 6, 2011. The actual sale prices ranged from a low of $23.4132 to a high of $23.475. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
  2. Immediately.