Filing Details
- Accession Number:
- 0001518715-25-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-01-03 19:49:07
- Reporting Period:
- 2025-01-01
- Accepted Time:
- 2025-01-03 19:49:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1518715 | Homestreet Inc. | HMST | State Commercial Banks (6022) | 910186600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1529623 | B Godfrey Evans | 601 Union Street, Suite 2000 Seattle WA 98101 | Evp - General Counsel | No | Yes | No | No |
Transaction Summary
| Number of Shares After Transactions: | 69,722 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2025-01-01 | 487 | $0.00 | 67,536 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2025-01-01 | 190 | $11.42 | 67,346 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2025-01-01 | 938 | $0.00 | 68,284 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2025-01-01 | 365 | $11.42 | 67,919 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2025-01-01 | 2,951 | $0.00 | 70,870 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2025-01-01 | 1,148 | $11.42 | 69,722 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2025-01-01 | 487 | $0.00 | 487 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2025-01-01 | 938 | $0.00 | 938 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2025-01-01 | 2,951 | $0.00 | 2,951 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 938 | No | 4 | M | Direct | ||
| 5,904 | No | 4 | M | Direct |
Footnotes
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.
- On January 1, 2022, the reporting person was granted 1,461 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- On January 1, 2023, the reporting person was granted 2,813 RSUs, of which 937 shares vest on January 1, 2024 and 938 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- On January 1, 2024, the reporting person was granted 8,855 RSUs, of which 2,951 shares vest on January 1, 2025 and 2,952 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
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