Filing Details

Accession Number:
0001181431-11-048009
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-09-02 18:45:22
Reporting Period:
2011-08-19
Filing Date:
2011-09-02
Accepted Time:
2011-09-02 18:45:22
Original Submission Date:
2011-08-23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1133421 Northrop Grumman Corp NOC Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) 954840775
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216503 G Wesley Bush 2980 Fairview Park Drive
Falls Church VA 22042-4511
Chmn., Ceo And Pres. Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-19 5,000 $49.75 147,668 No 4 P Indirect Trustee: WG&NF Bush Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Trustee: WG&NF Bush Family Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 317,379 Direct
Common Stock 4,818 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock SEP Unit $0.00 2,883 2,883 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2,883 2,883 Direct
Footnotes
  1. Represents the weighted average purchase price of $49.75 rounded to the nearest hundredths. The highest price which the shares were purchased was $49.790 and the lowest price which the shares were purchased was $49.690.
  2. Total amount includes 62,618 unvested Restricted Performance Stock Rights ("RPSRs") granted under the 2001 Long-Term Incentive Stock Plan ("LTISP") on 2/17/09, with a valuation of performance measurement period ("measurement period"), ending on 12/31/11; 119,931 unvested RPSRs granted under the LTISP on 2/16/10, with the measurement period ending on 12/31/12; 67,415 unvested RPSRs granted under the LTISP on 2/15/11 with the measurement period ending on 12/31/13; and 67,415 Restricted Stock Rights granted under the LTISP on 2/15/11 and cliff vests 100% on the fourth anniversary from the grant date on 2/15/15. Grants awarded pursuant to Rule 16b-3(d).
  3. Held in the Northrop Grumman Savings and Investment Plan, a qualified profit sharing plan, as of July 29, 2011. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.
  4. SEP units credited under the Northrop Grumman Savings Excess Plan (the "SEP Plan"), a non-qualified deferred compensation plan, as of July 29, 2011. The value of each unit is based on the price of Issuer common stock, although share totals with respect to the SEP Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.
  5. SEP units are payable in cash following termination of the Reporting Person's employment with the Issuer.