Filing Details
- Accession Number:
- 0001195896-11-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-02 18:35:18
- Reporting Period:
- 2011-08-31
- Filing Date:
- 2011-09-02
- Accepted Time:
- 2011-09-02 18:35:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 730000 | Supertex Inc | SUPX | Semiconductors & Related Devices (3674) | 942328535 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195896 | Elliott Schlam | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-31 | 10,000 | $17.06 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-31 | 100 | $19.73 | 9,900 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-31 | 1,500 | $19.72 | 8,400 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-31 | 200 | $19.69 | 8,200 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-31 | 100 | $19.67 | 8,100 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-31 | 400 | $19.66 | 7,700 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-31 | 300 | $19.65 | 7,400 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-31 | 2,100 | $19.64 | 5,300 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-31 | 800 | $19.61 | 4,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-31 | 4,500 | $19.60 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | NQ stock options (to exercise common stock) | Disposition | 2011-08-31 | 2,000 | $17.06 | 2,000 | $17.06 |
| Common Stock | NQ stock options (to exercise common stock) | Disposition | 2011-08-31 | 2,000 | $17.06 | 2,000 | $17.06 |
| Common Stock | NQ stock options (to exercise common stock) | Disposition | 2011-08-31 | 2,000 | $17.06 | 2,000 | $17.06 |
| Common Stock | NQ stock options (to exercise common stock) | Disposition | 2008-09-01 | 2,000 | $17.06 | 2,000 | $17.06 |
| Common Stock | NQ stock options (to exercise common stock) | Disposition | 2011-08-31 | 2,000 | $17.06 | 2,000 | $17.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 28,000 | 2005-09-01 | 2011-09-01 | No | 4 | M | Direct |
| 26,000 | 2006-09-01 | 2011-09-01 | No | 4 | M | Direct |
| 24,000 | 2007-09-01 | 2011-09-01 | No | 4 | M | Direct |
| 22,000 | 2008-09-01 | 2011-09-01 | No | 4 | M | Direct |
| 20,000 | 2009-09-01 | 2011-09-01 | No | 4 | M | Direct |
Footnotes
- NQ Option (to exercise common stock). Exercise Price: $35.86. Shares granted: 5,000. Shares Exercisable: 4,000. 1,000 shares exercisable on 9/4/2011. Expiration Date: 9/4/2017. Held Direct.
- NQ Option (to exercise common stock). Exercise Price: $29.70. Shares granted: 5,000. Shares Exercisable: 3,000. 1,000 shares exercisable on 9/2/2011. 1,000 shares exercisable on 9/2/2012. Expiration Date: 9/2/2018. Held Direct.
- NQ Option (to exercise common stock). Exercise Price: $25.84. Shares granted: 5,000. Shares Exercisable: 2,000. 1,000 shares exercisable on 9/1/2011. 1,000 shares exercisable on 9/1/2012. 1,000 shares exercisable on 9/1/2013. Expiration Date: 9/1/2019. Held Direct.
- NQ Option (to exercise common stock). Exercise Price: $22.01. Shares granted: 5,000. Shares Exercisable: 1,000. 1,000 shares exercisable on 9/1/2011. 1,000 shares exercisable on 9/1/2012. 1,000 shares exercisable on 9/1/2013. 1,000 shares exercisable on 9/1/2014. Expiration Date: 9/1/2020. Held Direct.
Billionaire Hedge Funds
