Filing Details

Accession Number:
0001181431-11-048000
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-02 18:09:39
Reporting Period:
2011-09-02
Filing Date:
2011-09-02
Accepted Time:
2011-09-02 18:09:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1401106 Mf Global Holdings Ltd. MF Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 980551260
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1404052 L Edward Goldberg C/O Mf Global Holdings Ltd.
717 Fifth Avenue, 9Th Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $1.00 Per Share Acquisiton 2011-09-02 1,000 $5.02 73,398 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Directors receive a portion of their annual compensation in the form of restricted common stock, par value $1.00 per share of MF Global Holdings Ltd. (the "Restricted Shares"). Restricted Shares are subject to the terms and conditions of the MF Global Holdings Ltd. Amended and Restated 2007 Long Term Incentive Plan, as amended, and vest in equal installments on the last day of each fiscal quarter of service following the date of grant, with vesting subject to continued service during each fiscal quarter. Of the 73,398 shares of common stock beneficially owned by the reporting person, 17,513 are Restricted Shares, which vest in four equal installments on the last day of each of the four fiscal quarters of service following their grant date, with vesting subject to continued service during each fiscal quarter.