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Home > Insider Trading > Filing (0001526513-11-000002)

Filing Details

Accession Number:: 0001526513-11-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-09-02 17:23:01
Reporting Period:: 2011-08-31

Filing Date:: 2011-09-02
Accepted Time:: 2011-09-02 17:23:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
875582	Northern Technologies International Corp	NTIC	Coating, Engraving & Allied Services (3470)	410857886

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1258539	J Mark Stone	689 5Th Avenue 14Th Floor New York NY 10022		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-08-31	2,000	$16.20	8,000	No	4	S	Direct
Common Stock	Acquisiton	2011-08-31	2,000	$8.01	10,000	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	M	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2011-08-31	2,000	$8.01	2,000	$8.01
Common Stock	Stock Option (right to buy)	Acquisiton	2011-09-01	4,000	$0.00	4,000	$16.45

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2011-08-31	No	4	M	Direct
4,000		2016-08-31	No	4	A	Direct

Footnotes

This option has fully vested.
This option vests with respect to 1,333 shares on each of September 1, 2012 and September 1, 2013 and with respect to 1,334 shares on September 1, 2014.