Filing Details

Accession Number:
0001209191-11-046542
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-02 16:26:10
Reporting Period:
2011-09-01
Filing Date:
2011-09-02
Accepted Time:
2011-09-02 16:26:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1313918 Cifc Corp. DFR Finance Services (6199) 202008622
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1518193 Peter Gleysteen C/O Cifc Corp.
250 Park Avenue
New York NY 10177
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-01 5,000 $5.18 5,000 No 4 P Direct
Common Stock Acquisiton 2011-09-01 5,000 $5.47 10,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. Held in a joint account with spouse.
  2. Mr. Gleysteen is a Member, Officer and Director of CIFC Parent Holdings LLC ("CIFC Parent") and may be considered to have beneficial ownership of sharesof common stock of the Issuer held by CIFC Parent. Mr. Gleysteen disclaims beneficial ownership of all such shares, except to the extent of his pecuniaryinterest therein.