Filing Details

Accession Number:
0001127602-11-024654
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-01 16:56:09
Reporting Period:
2011-08-30
Filing Date:
2011-09-01
Accepted Time:
2011-09-01 16:56:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
808326 Emcore Corp EMKR Semiconductors & Related Devices (3674) 222746503
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1511517 Xinqiao Wang 10420 Research Road Se
Albuquerque NM 87123
Exec. Vp, China Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Emcore Common Stock Disposition 2011-08-30 8,403 $1.79 111,268 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Emcore Common Stock 907 Indirect By Spouse In 401(k)
Emcore Common Stock 10,720 Indirect By Trust 401(k)
Footnotes
  1. Includes 60,000 shares of restricted stock granted under the Company's 2010 Equity Incentive Plan, vesting in three equal annual installments beginning on January 28, 2012, and 45,000 restricted stock units granted under the Company's 2010 Equity Incentive Plan, vesting in three equal installments beginning on August 22, 2013.
  2. Shares attributable to EMCORE Corporation 401(k) account as of June 30, 2011.
  3. 8,403 shares were acquired under the EMCORE Corporation 2000 Employee Stock Purchase Plan on August 25, 2011 in an exempt transaction under Rule 16b-3(c).