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Home > Insider Trading > Filing (0001477932-24-007761)

Filing Details

Accession Number:: 0001477932-24-007761
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-11-29 18:02:00
Reporting Period:: 2024-11-26

Accepted Time:: 2024-11-29 18:02:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1996210	Blum Holdings Inc.	BLMH	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1876882	D Sabas Carrillo	11516 Downey Ave Downey CA 90241	Ceo	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2024-11-26	9,370	$0.20	57,107	No	4	P	Direct
Common Stock	Acquisiton	2024-11-26	2,500	$0.41	59,607	No	4	P	Direct
Common Stock	Acquisiton	2024-11-26	2,500	$0.43	62,107	No	4	P	Direct
Common Stock	Acquisiton	2024-11-27	2,500	$0.39	64,607	No	4	P	Direct
Common Stock	Acquisiton	2024-11-27	2,500	$0.38	67,107	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,123,595	Indirect	Adnant, LLC
Series V Preferred	3,571,429	Indirect	Adnant, LLC

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Series V Warrants	$2.80	2022-12-30	2025-12-31	0	178,571	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2025-12-31	0	178,571	Indirect

Footnotes

On November 26, 2024 and November 27, 2024 Mr. Carrillo purchased common stock on the open market pursuant to the Board approval.
Mr. Carrillo is the CEO and managing member of Adnant, LLC.