Filing Details

Accession Number:
0001181431-11-047623
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-31 21:24:53
Reporting Period:
2011-08-29
Filing Date:
2011-08-31
Accepted Time:
2011-08-31 21:24:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
718937 Staar Surgical Co STAA Ophthalmic Goods (3851) 953797439
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236546 Donald Duffy 1911 Walker Avenue
Monrovia CA 91016
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-29 20,000 $1.92 35,000 No 4 M Direct
Common Stock Acquisiton 2011-08-29 20,000 $2.91 55,000 No 4 M Direct
Common Stock Acquisiton 2011-08-29 20,000 $4.73 75,000 No 4 M Direct
Common Stock Acquisiton 2011-08-29 20,000 $4.79 95,000 No 4 M Direct
Common Stock Disposition 2011-08-29 10,130 $8.26 84,870 No 4 S Direct
Common Stock Disposition 2011-08-29 400 $8.27 84,470 No 4 S Direct
Common Stock Disposition 2011-08-29 1,200 $8.28 83,270 No 4 S Direct
Common Stock Disposition 2011-08-29 3,896 $8.29 79,374 No 4 S Direct
Common Stock Disposition 2011-08-29 1,500 $8.30 77,874 No 4 S Direct
Common Stock Disposition 2011-08-29 800 $8.31 77,074 No 4 S Direct
Common Stock Disposition 2011-08-29 12,600 $8.32 64,474 No 4 S Direct
Common Stock Disposition 2011-08-29 1,200 $8.33 63,274 No 4 S Direct
Common Stock Disposition 2011-08-29 700 $8.34 62,574 No 4 S Direct
Common Stock Disposition 2011-08-29 1,000 $8.35 61,574 No 4 S Direct
Common Stock Disposition 2011-08-29 1,000 $8.35 60,574 No 4 S Direct
Common Stock Disposition 2011-08-29 679 $8.36 59,895 No 4 S Direct
Common Stock Disposition 2011-08-29 1,845 $8.37 58,050 No 4 S Direct
Common Stock Disposition 2011-08-29 50 $8.38 58,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Options Disposition 2011-08-29 20,000 $0.00 20,000 $1.92
Common Stock Common Stock Options Disposition 2011-08-29 20,000 $0.00 20,000 $2.91
Common Stock Common Stock Options Disposition 2011-08-29 20,000 $0.00 20,000 $4.73
Common Stock Common Stock Options Disposition 2011-08-29 20,000 $0.00 20,000 $4.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-06-11 2019-06-10 No 4 M Direct
0 2009-05-15 2018-05-14 No 4 M Direct
0 2011-05-19 2020-05-18 No 4 M Direct
0 2008-05-16 2017-05-15 No 4 M Direct
Footnotes
  1. Following the reported transactions Mr. Duffy's total beneficial ownership (as defined in Rule 13d-3 under the Exchange Act) is 78,000 shares of Common Stock, which includes 20,000 vested stock options. He also holds 20,000 unvested stock options.