Filing Details
- Accession Number:
- 0001104659-24-114441
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-05 20:05:48
- Reporting Period:
- 2024-08-31
- Accepted Time:
- 2024-11-05 20:05:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1083220 | Xcel Brands Inc. | XELB | Patent Owners & Lessors (6794) | 760307819 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1086742 | W Robert Loren D | C/O Xcel Brands, Inc. 550 Seventh Avenue, 11Th Floor New York NY 10018 | Ceo And Chairman | Yes | Yes | Yes | No |
Transaction Summary
| Number of Shares After Transactions: | 2,093,041 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-08-31 | 42,117 | $0.70 | 2,071,013 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2024-08-31 | 19,458 | $0.70 | 2,051,555 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2024-09-30 | 39,594 | $0.75 | 2,091,149 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2024-09-30 | 18,293 | $0.75 | 2,072,856 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2024-10-31 | 37,518 | $0.79 | 2,110,374 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2024-10-31 | 17,333 | $0.79 | 2,093,041 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 607,317 | Indirect | See Footnote |
Footnotes
- Represents shares awarded by the issuer pursuant to the reporting person's employment agreement in lieu of cash salary.
- Represents shares surrendered to the issuer in payment of withholding tax liability increment to the stock award.
- Represents shares held by the Irrevocable Trust of Rose Dempsey, of which the reporting person has sole voting and dispositive power.
Billionaire Hedge Funds
