Filing Details

Accession Number:
0001181431-11-047375
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-29 20:34:14
Reporting Period:
2011-08-25
Filing Date:
2011-08-29
Accepted Time:
2011-08-29 20:34:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
718937 Staar Surgical Co STAA Ophthalmic Goods (3851) 953797439
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206975 L Donald Fagen 1911 Walker Ave
Monrovia CA 91016
V.p. Sales For N. America No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-25 16,666 $3.17 27,166 No 4 M Direct
Common Stock Disposition 2011-08-25 2,219 $7.37 24,947 No 4 S Direct
Common Stock Disposition 2011-08-25 700 $7.38 24,247 No 4 S Direct
Common Stock Disposition 2011-08-25 1,000 $7.39 23,247 No 4 S Direct
Common Stock Disposition 2011-08-25 2,200 $7.40 21,047 No 4 S Direct
Common Stock Disposition 2011-08-25 400 $7.41 20,647 No 4 S Direct
Common Stock Disposition 2011-08-25 1,000 $7.42 19,647 No 4 S Direct
Common Stock Disposition 2011-08-25 600 $7.43 19,047 No 4 S Direct
Common Stock Disposition 2011-08-25 2,600 $7.44 16,447 No 4 S Direct
Common Stock Disposition 2011-08-25 900 $7.45 15,547 No 4 S Direct
Common Stock Disposition 2011-08-25 600 $7.47 14,947 No 4 S Direct
Common Stock Disposition 2011-08-25 300 $7.48 14,647 No 4 S Direct
Common Stock Disposition 2011-08-25 1,700 $7.51 12,947 No 4 S Direct
Common Stock Disposition 2011-08-25 1,847 $7.55 11,100 No 4 S Direct
Common Stock Disposition 2011-08-25 600 $7.56 10,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Options Disposition 2011-08-25 16,666 $0.00 16,666 $3.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
33,334 2021-03-14 No 4 M Direct
Footnotes
  1. Following all reported transactions, Mr. Fagen's total beneficial ownership (as defined in Rule 13d-3 under the Exchange Act) is 10,500 shares of Common Stock, which consists of 3,000 restricted shares and 7,500 performance accelerated restricted shares. He also holds 53,334 unvested stock options.
  2. The 50,000 options originally granted first become exercisable as follows: 16,666 shares on 1/13/11, 16,667 shares on 1/13/12 and 16,667 shares on 1/13/13.