Filing Details

Accession Number:
0001181431-11-047374
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-29 20:33:52
Reporting Period:
2011-08-26
Filing Date:
2011-08-29
Accepted Time:
2011-08-29 20:33:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
6951 Applied Materials Inc AMAT Semiconductors & Related Devices (3674) 941655526
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1218363 Holmes Robert Swan C/O Applied Materials, Inc.
3050 Bowers Av, M/S 1268 P.o. Box 58039
Santa Clara CA 95054
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-26 10,000 $10.98 60,630 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Number of shares includes: (a) 4,068 performance shares (restricted stock units) that previously vested and which, pursuant to Mr. Swan's election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board; and (b) 35,717 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (i) 10,846 shares are scheduled to vest in installments during each March of 2012 and 2013, (Continued in footnote 2)
  2. (ii) 12,205 shares are scheduled to vest in installments during each March of 2012 through 2014, which shares, pursuant to Mr. Swan's election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board, and (iii) 12,666 shares are scheduled to vest in installments during each March of 2012 through 2015, which shares, pursuant to Mr. Swan's election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date).