Filing Details
- Accession Number:
- 0001415889-24-025818
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-10-31 13:59:09
- Reporting Period:
- 2024-10-29
- Accepted Time:
- 2024-10-31 13:59:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1051627 | Axt Inc | AXTI | Semiconductors & Related Devices (3674) | 943031310 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1078582 | S Morris Young | 4281 Technology Dr. Fremont CA 94538 | Chairman And Ceo | No | No | No | No |
Transaction Summary
| Number of Shares After Transactions: | 2,050,841 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-10-29 | 22,003 | $0.00 | 2,050,841 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct |
Footnotes
- Represents common stock granted on October 29, 2024 (the "Grant Date") under the Issuer's 2015 Equity Incentive Plan, in a transaction exempt under Rule 16b-3, in lieu of the Reporting Person's cash bonus earned for the third fiscal quarter of 2024 pursuant to the Issuer's Executive Incentive Plan. The common stock granted was calculated based on the cash bonus amount earned at a conversion price of $2.46, which is the 30-day trading average of the closing price of the Issuer's common stock from the Grant Date.
Billionaire Hedge Funds
