Filing Details
- Accession Number:
- 0001195893-11-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-29 20:11:50
- Reporting Period:
- 2011-08-25
- Filing Date:
- 2011-08-29
- Accepted Time:
- 2011-08-29 20:11:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 730000 | Supertex Inc | SUPX | Semiconductors & Related Devices (3674) | 942328535 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195893 | William Petersen | Vp, Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-25 | 4,000 | $17.06 | 4,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-25 | 4,000 | $19.13 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | ISO stock options (to exercise common stock) | Disposition | 2011-08-25 | 4,000 | $17.06 | 4,000 | $17.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | 2007-09-01 | 2011-09-01 | No | 4 | M | Direct |
Footnotes
- NQ Option (to exercise common stock). Exercise Price: $33.9500. Shares Granted: 25,000. Shares Exercisable: 15,000. 5,000 shares exercisable on 12/03/2011. 5,000 shares exercisable on 12/03/2012. Expiration Date: 12/03/2017. Held Direct.
- NQ Option (to exercise common stock). Exercise Price: $20.8500. Shares Granted: 25,000. Shares Exercisable: 10,000. 5,000 shares exercisable on 12/01/2011. 5,000 shares exercisable on 12/01/2012. 5.000 shares exercisable on 12/01/2013. Expiration Date: 12/01/2018. Held Direct.
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