Filing Details

Accession Number:
0001480248-11-000107
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-12 15:50:25
Reporting Period:
2011-08-10
Filing Date:
2011-08-12
Accepted Time:
2011-08-12 14:50:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1394954 Gt Advanced Technologies Inc. GTAT Semiconductors & Related Devices (3674) 030606749
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198663 J Richard Gaynor Gt Advanced Technologies Inc.
243 Daniel Webster Highway
Merrimack NH 03054
Vice President, Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Acquisiton 2011-08-10 20,000 $5.56 28,050 No 4 M Direct
Common Stock, Par Value $.01 Disposition 2011-08-10 15,000 $11.91 13,050 No 4 S Direct
Common Stock, Par Value $.01 Disposition 2011-08-11 3,000 $11.90 10,050 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.01 Stock Option (right to buy) Disposition 2011-08-10 20,000 $0.00 20,000 $5.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
186,791 2020-03-01 No 4 M Direct
Footnotes
  1. Sale of these shares were made by Mr. Gaynor pursuant to a Rule 10b5-1 plan adopted on February 16, 2011.
  2. Of these options, one fourth vested on March 1, 2011, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to March 2011.