Filing Details

Accession Number:
0001437749-24-029593
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-09-19 16:41:37
Reporting Period:
2024-09-18
Accepted Time:
2024-09-19 16:41:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1145255 Hennessy Advisors Inc HNNA Investment Advice (6282) 680176227
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1165093 Rodger Offenbach 7250 Redwood Blvd
Suite 200
Novato CA 94945
No No No Yes
Transaction Summary
Number of Shares After Transactions: 111,173 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-09-18 2,800 $0.00 111,173 No 4 A Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,902 Direct
Common Stock 6,370 Indirect By Spouse's IRA
Footnotes
  1. Includes 2,800 shares of underlying stock units that will vest 25% per year beginning on September 18, 2025.