Filing Details

Accession Number:
0001181431-11-047124
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-26 14:00:27
Reporting Period:
2011-08-24
Filing Date:
2011-08-26
Accepted Time:
2011-08-26 14:00:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1270436 Institutional Financial Markets Inc. IFMI Security Brokers, Dealers & Flotation Companies (6211) 161685692
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1378250 Lance Ullom C/O Institutional Financial Markets, Inc
2929 Arch Street, 17Th Floor
Philadelphia PA 19104-2870
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Acquisiton 2011-08-24 1,000 $2.10 19,700 No 4 P Indirect Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share 25,958 Direct
Footnotes
  1. These securities are held in a trust for the benefit of the Reporting Person's spouse. The Reporting Person is a trustee and beneficiary of the trust.