Filing Details

Accession Number:
0001225208-11-020805
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-26 13:56:44
Reporting Period:
2011-08-25
Filing Date:
2011-08-26
Accepted Time:
2011-08-26 13:56:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1500213 Si Financial Group Inc. SIFI Savings Institution, Federally Chartered (6035) 800643149
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298182 J Brian Hull 803 Main Street
Willimantic CT 06226
Evp, Cfo & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-25 1,000 $9.10 28,452 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 17,038 Indirect By 401(k)
Common Stock 449 Indirect By Custodian For Child 1
Common Stock 449 Indirect By Custodian For Child 2
Common Stock 3,492 Indirect By ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $9.40 2012-02-16 2021-02-16 7,500 7,500 Direct
Common Stock Stock Options $5.68 2011-02-24 2020-02-24 4,490 4,490 Direct
Common Stock Stock Options $11.25 2006-05-17 2015-05-17 35,924 35,924 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-02-16 7,500 7,500 Direct
2020-02-24 4,490 4,490 Direct
2015-05-17 35,924 35,924 Direct
Footnotes
  1. Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on February 16, 2012.
  2. Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on February 24, 2011.
  3. Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan are fully vested and exercisable.