Filing Details
- Accession Number:
- 0001094093-11-000176
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-25 15:11:41
- Reporting Period:
- 2011-08-24
- Filing Date:
- 2011-08-25
- Accepted Time:
- 2011-08-25 15:11:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1094093 | Progress Energy Inc | PGN | Electric Services (4911) | 562155481 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1467931 | M Vincent Dolan | 299 First Avenue North St. Petersburg FL 33701 | President & Ceo Of Major Sub | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-24 | 6,100 | $43.49 | 20,581 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-24 | 6,100 | $48.00 | 14,481 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-08-24 | 6,400 | $41.97 | 20,881 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-24 | 6,400 | $48.00 | 14,481 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-08-24 | 7,200 | $44.75 | 21,681 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-24 | 7,200 | $48.00 | 14,481 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-08-24 | 6,100 | $0.00 | 6,100 | $43.49 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-08-24 | 6,400 | $0.00 | 6,400 | $41.97 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-08-24 | 7,200 | $0.00 | 7,200 | $44.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-09-30 | No | 4 | M | Direct | |
| 0 | 2012-09-30 | No | 4 | M | Direct | |
| 0 | 2013-09-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8,359 | Indirect | Employee 401(k) Plan |
Footnotes
- Includes 157 shares acquired through routine acquisitions of the Company's stock under Progress Energy's 401(k) Plan between April 1, and July 31, 2011.
- The options vested in three equal installments on October 1, 2002, 2003, and 2004.
- The options vested in three equal installments on October 1, 2003, 2004, and 2005.
- The options vested in three equal installments on October 1, 2004, 2005, and 2006.
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